IPO - Page 43 of 48

Finvasia Securities Private Limited

Reg. Address: #1108, Sector 21-B, Chandigarh – 160022
Head Office: Finvasia Tower, C-214, 4th Floor, Phase 8B, Sector 74, Industrial Focal Point, SAS Nagar (Mohali), Punjab – 160055
Corporate Office: Finvasia Securities Private Limited, 23rd Floor, Sunshine Tower, Plot No. 616, Senapati Bapat Marg, Dadar West, Parel, Mumbai, Maharashtra – 400013, India

NSE Clearing Member: M51912, NSE Member Code: 14846, BSE Member Code: 4043, MCX Member ID: 55135.
SEBI Reg: INZ000176037 (Cash, F&O, CDS, Commodity), AMFI ARN: 103331, CDSL DP ID: 12084300, SEBI Regn : IN-DP-317-2017
Research Analyst SEBI Regn. No. INH000011927

Smart Online Dispute Resolution | Grievances Redressal Mechanism

Attention Investors

“Prevent unauthorized transactions in your account -> Update your mobile numbers/email IDs with your stock brokers and Depository Participant. Receive information of your transactions directly from Exchange on your mobile/email at the end of the day. Issued in the interest of investors” KYC is one time exercise while dealing in securities markets – once KYC is done through a SEBI registered intermediary (Broker, DP, Mutual Fund etc. ), you need not undergo the same process again when you approach another intermediary.
“No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No worries for refund as the money remains in investor’s account.”
Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 01, 2020.
Update your email id and mobile number with your stock broker / depository participant and receive OTP directly from depository on your email id and/or mobile number to create pledge.
Check your securities / MF / bonds in the consolidated account statement issued by NSDL/CDSL every month.
Smart Online Dispute Resolution: SEBI has established an Online Dispute Resolution Portal (ODR Portal) for resolving disputes in the Indian Securities Market. This circular streamlines the existing dispute resolution mechanism, offering online conciliation and arbitration, benefiting investors and listed companies.

For MCX

Please click the link to download Rights and Obligation, RDD, Guidance Note in Vernacular Language
Procedure to file a complaint on SEBI SCORES: Register on SCORES portal. Mandatory details for filing complaints on SCORES: Name, PAN, Address, Mobile Number, E-mail ID. Benefits: Effective Communication, Speedy redressal of the grievances

MTF is subject to provisions of SEBI Circular CIR/MRD/DP/54/2017 dated June 13, 2017 and the terms and conditions mentioned in the Rights and Obligations Statement issued by Finvasia Securities Private Limited.

Investments in securities market are subject to market risks, read all the related documents carefully before investing. Brokerage will not exceed the SEBI prescribed limit

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